Continuing obligations of firms with appointed representatives or FCA-registered tied agents | Practical Law

Continuing obligations of firms with appointed representatives or FCA-registered tied agents | Practical Law

An overview of the continuing obligations of firms with appointed representatives, or FCA-registered tied agents, that are set out in Chapter 12 of the Supervision manual (SUP 12) in the FCA Handbook.

Continuing obligations of firms with appointed representatives or FCA-registered tied agents

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An overview of the continuing obligations of firms with appointed representatives, or FCA-registered tied agents, that are set out in Chapter 12 of the Supervision manual (SUP 12) in the FCA Handbook.