Summary of Rule 134 Communications: Checklist | Practical Law

Summary of Rule 134 Communications: Checklist | Practical Law

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Summary of Rule 134 Communications: Checklist

Practical Law Checklist 0-382-2533 (Approx. 7 pages)

Summary of Rule 134 Communications: Checklist

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
The SEC has regulations concerning the ability of an issuer to make public announcements during a registered public offering of its securities. Rule 134 of the Securities Act is a safe harbor that permits an issuer to make a public announcement during the waiting period (the period after filing the registration statement). This checklist is a summary of the specific communications permitted under Rule 134.