Successful prosecution for misleading FSA under the FSMA | Practical Law

Successful prosecution for misleading FSA under the FSMA | Practical Law

On 19 November 2008, FSA published a statement relating to its first prosecution of an individual for misleading FSA under Section 398(1) of the Financial Services and Markets Act 2000 in relation to an application for FSA approval or authorisation.

Successful prosecution for misleading FSA under the FSMA

Practical Law UK Legal Update 0-384-1819 (Approx. 2 pages)

Successful prosecution for misleading FSA under the FSMA

by PLC Financial Services
Published on 19 Nov 2008United Kingdom
On 19 November 2008, FSA published a statement relating to its first prosecution of an individual for misleading FSA under Section 398(1) of the Financial Services and Markets Act 2000 in relation to an application for FSA approval or authorisation.