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SEC Approves FINRA Rule Relating to Supervision of Market Letters
Practical Law Legal Update 0-384-9797 (Approx. 2 pages)
SEC Approves FINRA Rule Relating to Supervision of Market Letters
by PLC Corporate & Securities
| Published on 06 Feb 2009 • USA (National/Federal) |
An update on the SEC's approval of a FINRA rule relating to the supervision of "market letters" as correspondence rather than sales literature.