SEC Issues New C&DIs on Several Securities Act and Exchange Act Topics | Practical Law

SEC Issues New C&DIs on Several Securities Act and Exchange Act Topics | Practical Law

An update on the SEC's release of compliance and disclosure interpretations (C&DIs) providing guidance on compliance with Regulation FD in the context of a private offering by a public company; Rules 144, 430B and 433; proxy and Form 10-K disclosure regarding directors and CD&A disclosure.

SEC Issues New C&DIs on Several Securities Act and Exchange Act Topics

Practical Law Legal Update 0-505-0400 (Approx. 4 pages)

SEC Issues New C&DIs on Several Securities Act and Exchange Act Topics

by PLC Corporate & Securities
Published on 07 Mar 2011USA (National/Federal)
An update on the SEC's release of compliance and disclosure interpretations (C&DIs) providing guidance on compliance with Regulation FD in the context of a private offering by a public company; Rules 144, 430B and 433; proxy and Form 10-K disclosure regarding directors and CD&A disclosure.