US Derivatives Regulation: External Business Conduct (EBC) Rules for Swap Dealers and MSPs | Practical Law

US Derivatives Regulation: External Business Conduct (EBC) Rules for Swap Dealers and MSPs | Practical Law

A Practice Note detailing CFTC external business conduct (EBC) rules, also referred to as external business conduct standards (EBCS), for swap dealers (SDs) and major swap participants (MSPs) issued under Title VII of the Dodd-Frank Act. This resource highlights safe harbors under which swap documentation and the ISDA Dodd-Frank protocols can be used to facilitate compliance with the rules.

US Derivatives Regulation: External Business Conduct (EBC) Rules for Swap Dealers and MSPs

by Practical Law Finance
MaintainedUSA (National/Federal)
A Practice Note detailing CFTC external business conduct (EBC) rules, also referred to as external business conduct standards (EBCS), for swap dealers (SDs) and major swap participants (MSPs) issued under Title VII of the Dodd-Frank Act. This resource highlights safe harbors under which swap documentation and the ISDA Dodd-Frank protocols can be used to facilitate compliance with the rules.