The NYSE's amendments to its continued listing requirements for late filers of annual and quarterly reports with the SEC took effect on March 2, 2015.
On March 2, 2015, the SEC issued an order approving an NYSE proposed rule change to amend its continued listing requirements for late filers of annual and quarterly reports with the SEC, as set out in Section 802.01E of the NYSE's Listed Company Manual. The amendments took effect on March 2, 2015.
As amended, Section 802.01E:
Expands the requirements of Section 802.01E to include a maximum period within which a company must file a late quarterly report on Form 10-Q in order to maintain its listing. Previously, only filings of annual reports had been covered by Section 802.01E.
Clarifies the NYSE's treatment of companies whose annual or quarterly reports are defective at the time of filing or become defective as of a subsequent date.