FSA's transaction reporting requirements (superseded with effect from 1 April 2013) | Practical Law
This practice note sets out the FSA's transaction reporting requirements following the implementation of the Markets in Financial Instruments Directive (2004/39/EC) (MiFID) on 1 November 2007. It also contains practical guidance on the steps firms should consider taking in order to ensure that they comply with these requirements and the systems and controls they should have in place.