FSA's transaction reporting requirements (superseded with effect from 1 April 2013) | Practical Law

FSA's transaction reporting requirements (superseded with effect from 1 April 2013) | Practical Law

This practice note sets out the FSA's transaction reporting requirements following the implementation of the Markets in Financial Instruments Directive (2004/39/EC) (MiFID) on 1 November 2007. It also contains practical guidance on the steps firms should consider taking in order to ensure that they comply with these requirements and the systems and controls they should have in place.

FSA's transaction reporting requirements (superseded with effect from 1 April 2013)

Practical Law UK Practice Note 1-214-7014 (Approx. 21 pages)

FSA's transaction reporting requirements (superseded with effect from 1 April 2013)

by PLC Financial Services
Law stated as at 31 Mar 2013UK, United Kingdom
This practice note sets out the FSA's transaction reporting requirements following the implementation of the Markets in Financial Instruments Directive (2004/39/EC) (MiFID) on 1 November 2007. It also contains practical guidance on the steps firms should consider taking in order to ensure that they comply with these requirements and the systems and controls they should have in place.