Complying with Regulation FD (Fair Disclosure) | Practical Law

Complying with Regulation FD (Fair Disclosure) | Practical Law

Regulation FD (Fair Disclosure) prohibits selective disclosure by reporting companies of material information to securities analysts, selected institutional investors, and others. This Note addresses the requirements for complying with Regulation FD, SEC guidance on Regulation FD (including the use of company websites), and penalties for Regulation FD violations. In addition, it contains tips for establishing and complying with a formal Regulation FD policy.  

Complying with Regulation FD (Fair Disclosure)

Practical Law Practice Note 1-383-2635 (Approx. 28 pages)

Complying with Regulation FD (Fair Disclosure)

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
Regulation FD (Fair Disclosure) prohibits selective disclosure by reporting companies of material information to securities analysts, selected institutional investors, and others. This Note addresses the requirements for complying with Regulation FD, SEC guidance on Regulation FD (including the use of company websites), and penalties for Regulation FD violations. In addition, it contains tips for establishing and complying with a formal Regulation FD policy.