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FINRA Adopts New Limited Registration Category for Investment Bankers
Practical Law Legal Update 1-385-6438 (Approx. 2 pages)
FINRA Adopts New Limited Registration Category for Investment Bankers
by PLC Corporate & Securities
| Published on 16 Apr 2009 • USA (National/Federal) |
An update on the SEC's approval of FINRA's proposed rule change creating a new limited registration category for investment bankers.