How to Choose a FINRA Arbitration Panel | Practical Law

How to Choose a FINRA Arbitration Panel | Practical Law

A Practice Note explaining the Financial Industry Regulatory Authority (FINRA) arbitrator appointment process. This Note also provides guidance on the key procedural and practical issues that counsel should understand to help obtain the most favorable panel possible for both industry disputes (particularly employment-related disputes) and customer or investor disputes.

How to Choose a FINRA Arbitration Panel

Practical Law Practice Note 1-520-1007 (Approx. 15 pages)

How to Choose a FINRA Arbitration Panel

by John F. Fullerton, III and Aime Dempsey, Epstein, Becker & Green, P.C., with Practical Law Arbitration
MaintainedUSA (National/Federal)
A Practice Note explaining the Financial Industry Regulatory Authority (FINRA) arbitrator appointment process. This Note also provides guidance on the key procedural and practical issues that counsel should understand to help obtain the most favorable panel possible for both industry disputes (particularly employment-related disputes) and customer or investor disputes.