A Chart providing information regarding civil penalties assessed for failure to file a Hart-Scott-Rodino (HSR) form before acquiring voting securities where the HSR Act investment-only exemption did not apply. This Chart discusses the federal antitrust agencies' enforcement actions brought for failure of the Rule 802.9 exemption, which covers acquisitions made solely for the purpose of investment where the acquiring party will hold 10% or less of the voting securities of the target.