Provisions required in appointed representative and FCA-registered tied agent agreements: checklist | Practical Law

Provisions required in appointed representative and FCA-registered tied agent agreements: checklist | Practical Law

A checklist summarising the key contractual terms to include in appointed representative and FCA-registered tied agent agreements (including agreements with introducer appointed representatives), which are set out in Chapter 12 of the Supervision manual (SUP 12) in the FCA Handbook.

Provisions required in appointed representative and FCA-registered tied agent agreements: checklist

MaintainedUnited Kingdom
A checklist summarising the key contractual terms to include in appointed representative and FCA-registered tied agent agreements (including agreements with introducer appointed representatives), which are set out in Chapter 12 of the Supervision manual (SUP 12) in the FCA Handbook.