Approved persons regime: Statements of Principle and Codes of Practice for Approved Persons
Resource type: Practice Note
An overview of the Statements of Principle and Codes of Practice for Approved Persons issued by the FCA and the PRA under the Financial Services and Markets Act 2000 (FSMA). These set out the FCA and the PRA's expectations of the conduct of approved persons. They are located in the APER module of the FCA and PRA Handbooks.
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