Approved persons regime: Statements of Principle and Codes of Practice for Approved Persons

An overview of the Statements of Principle and Codes of Practice for Approved Persons issued by the FCA and the PRA under the Financial Services and Markets Act 2000 (FSMA).  These set out the FCA and the PRA's expectations of the conduct of approved persons.  They are located in the APER module of the FCA and PRA Handbooks.


 

The full text of this resource is available by logging in or by requesting a trial. If you have any questions, please contact us or your Practical Law Account Executive.

Free trial

A free trial will give you:

Unlimited access to our online legal know-how services during the trial period
Full training and support
Six issues of Practical Law The Journal, the companion to Practical Law online
Weekly update e-mails on current legal developments in your practice area
 

Login

Subscribers and trialists can login below

Contact Us

If you need assistance logging in or have any questions about our services, please contact us.

{ "siteName" : "PLC", "objType" : "PLC_Doc_C", "objID" : "1247243521414", "objName" : "Approved persons regime Statements of Principle and Codes of Pr", "userID" : "2", "objUrl" : "http://us.practicallaw.com/cs/Satellite/us/resource/2-201-3392?null", "pageType" : "Resource", "academicUserID" : "", "contentAccessed" : "false", "analyticsPermCookie" : "259e7edf1:147909ba6e1:-6731", "analyticsSessionCookie" : "259e7edf1:147909ba6e1:-6730", "statisticSensorPath" : "http://analytics.practicallaw.com/sensor/statistic" }