When does a person or firm need FCA or PRA authorisation?: flowchart | Practical Law

When does a person or firm need FCA or PRA authorisation?: flowchart | Practical Law

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When does a person or firm need FCA or PRA authorisation?: flowchart

Practical Law UK Checklist 2-202-4036 (Approx. 7 pages)

When does a person or firm need FCA or PRA authorisation?: flowchart

MaintainedUnited Kingdom
A flowchart setting out the main questions to ask to determine whether a person or firm needs to apply to the FCA or PRA for authorisation to carry on a regulated activity under the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO).