FINRA Notifies Members About FTC Regulation of Certain Credit Transactions | Practical Law

FINRA Notifies Members About FTC Regulation of Certain Credit Transactions | Practical Law

This is a summary of the notice delivered by FINRA to its members regarding the applicability of the FTC's Fair and Accurate Credit Transactions Act of 2003 to certain actions taken by broker-dealers.

FINRA Notifies Members About FTC Regulation of Certain Credit Transactions

Practical Law Legal Update 2-384-1432 (Approx. 2 pages)

FINRA Notifies Members About FTC Regulation of Certain Credit Transactions

by PLC Corporate & Securities
Published on 26 Nov 2008 • USA (National/Federal)
This is a summary of the notice delivered by FINRA to its members regarding the applicability of the FTC's Fair and Accurate Credit Transactions Act of 2003 to certain actions taken by broker-dealers.