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FINRA Issues Notice About the Continuing Application of NASD Rules and Incorporated NYSE Rules After the FINRA Rules Take Effect on December 15, 2008
Practical Law Legal Update 2-384-4020 (Approx. 2 pages)
FINRA Issues Notice About the Continuing Application of NASD Rules and Incorporated NYSE Rules After the FINRA Rules Take Effect on December 15, 2008
by PLC Corporate and Securities
| Published on 09 Dec 2008 • USA (National/Federal) |
FINRA has issued an information notice on the continuing application of NASD Rules and the Incorporated NYSE Rules after the new consolidated FINRA Rules, approved by the SEC in August and September 2008, take effect on December 15, 2008.