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SEC Approves FINRA Rule on Trading Ahead of Research Reports
Practical Law Legal Update 2-384-6142 (Approx. 2 pages)
SEC Approves FINRA Rule on Trading Ahead of Research Reports
by PLC Corporate & Securities
| Published on 16 Jan 2009 • USA (National/Federal) |
An update on a FINRA rule change approved by the SEC on trading ahead of research reports.