FINRA Announces Amendments to Trade Reporting Rules | Practical Law

FINRA Announces Amendments to Trade Reporting Rules | Practical Law

This is an update on amendments to FINRA trade reporting rules for transactions in over-the-counter equity securities.

FINRA Announces Amendments to Trade Reporting Rules

Practical Law Legal Update 2-384-6514 (Approx. 2 pages)

FINRA Announces Amendments to Trade Reporting Rules

by PLC Corporate & Securities
Published on 26 Jan 2009USA (National/Federal)
This is an update on amendments to FINRA trade reporting rules for transactions in over-the-counter equity securities.