FINRA 5121 Sample Prospectus Disclosure | Practical Law

FINRA 5121 Sample Prospectus Disclosure | Practical Law

Form disclosure to include in the underwriting section (or separate conflicts of interest section) of a prospectus in an offering that may, or does, have a conflict of interest under FINRA Rule 5121 (known as the prominent disclosure rule). This Standard Clause has integrated notes with important explanations and drafting tips.

FINRA 5121 Sample Prospectus Disclosure

Practical Law Standard Clauses 2-500-6166 (Approx. 7 pages)

FINRA 5121 Sample Prospectus Disclosure

by Practical Law Corporate & Securities
Maintained • USA (National/Federal)
Form disclosure to include in the underwriting section (or separate conflicts of interest section) of a prospectus in an offering that may, or does, have a conflict of interest under FINRA Rule 5121 (known as the prominent disclosure rule). This Standard Clause has integrated notes with important explanations and drafting tips.