Selecting the Correct SEC Registration Form for Non-US Issuers: Chart | Practical Law

Selecting the Correct SEC Registration Form for Non-US Issuers: Chart | Practical Law

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Selecting the Correct SEC Registration Form for Non-US Issuers: Chart

Practical Law Checklist 2-502-1384 (Approx. 17 pages)

Selecting the Correct SEC Registration Form for Non-US Issuers: Chart

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A Chart listing SEC registration statement forms for non-US issuers, along with each form's issuer and transaction eligibility criteria and rules on incorporation by reference. The SEC provides various forms of registration statements for registering securities offerings which vary based on the characteristics of the issuer and the type of offering. This chart focuses only on the SEC forms available to qualified non-US, non-governmental issuers issuing equity and debt securities.