SEC Proposes Rules on Security-based Swap Facility Ownership and Governance Under Dodd-Frank | Practical Law

SEC Proposes Rules on Security-based Swap Facility Ownership and Governance Under Dodd-Frank | Practical Law

An update on the SEC's proposed rules under the Dodd-Frank Act proscribing ownership, voting and governance requirements for security-based swap clearing agencies, national securities exchanges and execution facilities.

SEC Proposes Rules on Security-based Swap Facility Ownership and Governance Under Dodd-Frank

by PLC Finance
Published on 19 Oct 2010 • USA (National/Federal)
An update on the SEC's proposed rules under the Dodd-Frank Act proscribing ownership, voting and governance requirements for security-based swap clearing agencies, national securities exchanges and execution facilities.