Code of Ethics and Business Conduct for a Public Company | Practical Law

Code of Ethics and Business Conduct for a Public Company | Practical Law

A form of code of ethics and business conduct for a company that is subject to Exchange Act reporting obligations. This form has been drafted to satisfy the relevant requirements of the SEC, NYSE and Nasdaq. It includes provisions addressing conflicts of interest, compliance, disclosure, use of company assets, corporate opportunities and other topics, as well as reporting and enforcement procedures. This Standard Document has integrated notes with important explanations and drafting tips.

Code of Ethics and Business Conduct for a Public Company

Practical Law Standard Document 2-505-5388 (Approx. 21 pages)

Code of Ethics and Business Conduct for a Public Company

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A form of code of ethics and business conduct for a company that is subject to Exchange Act reporting obligations. This form has been drafted to satisfy the relevant requirements of the SEC, NYSE and Nasdaq. It includes provisions addressing conflicts of interest, compliance, disclosure, use of company assets, corporate opportunities and other topics, as well as reporting and enforcement procedures. This Standard Document has integrated notes with important explanations and drafting tips.