Voluntary Filers: SEC Reporting Requirements Chart | Practical Law

Voluntary Filers: SEC Reporting Requirements Chart | Practical Law

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Voluntary Filers: SEC Reporting Requirements Chart

Practical Law Checklist 2-525-5448 (Approx. 6 pages)

Voluntary Filers: SEC Reporting Requirements Chart

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
An overview of the federal securities laws and SEC rules and guidance explicitly addressing the Exchange Act reporting requirements applicable to voluntary filers. This chart summarizes the requirements of Regulation S-K, Regulation G, Form SD, Forms 10-K and 10, the Sarbanes-Oxley Act of 2002, and the Securities Exchange Act of 1934.