Bad Actor (Rule 506(d)) Disqualification Representations and Covenants | Practical Law

Bad Actor (Rule 506(d)) Disqualification Representations and Covenants | Practical Law

Standard representations, warranties, and covenants to be inserted into a placement agency agreement, distribution agreement, or other similar agreement for an offering of securities in reliance on the safe harbor provided by Rule 506 of Regulation D. These representations, warranties, and covenants relate to the bad actor disqualification provision of Rule 506(d).

Bad Actor (Rule 506(d)) Disqualification Representations and Covenants

Practical Law Standard Clauses 2-536-5786 (Approx. 13 pages)

Bad Actor (Rule 506(d)) Disqualification Representations and Covenants

by Practical Law Corporate & Securities
Maintained • USA (National/Federal)
Standard representations, warranties, and covenants to be inserted into a placement agency agreement, distribution agreement, or other similar agreement for an offering of securities in reliance on the safe harbor provided by Rule 506 of Regulation D. These representations, warranties, and covenants relate to the bad actor disqualification provision of Rule 506(d).