Promotion of unregulated collective investment schemes: flowchart | Practical Law

Promotion of unregulated collective investment schemes: flowchart | Practical Law

A flowchart setting out the questions to ask to determine whether the financial promotion rules in chapter 4 of the FCA's Conduct of Business rules (COBS 4) apply to a promotion of an unregulated collective investment scheme (UCIS).

Promotion of unregulated collective investment schemes: flowchart

Practical Law UK Checklist 3-380-1973 (Approx. 4 pages)

Promotion of unregulated collective investment schemes: flowchart

MaintainedUnited Kingdom
A flowchart setting out the questions to ask to determine whether the financial promotion rules in chapter 4 of the FCA's Conduct of Business rules (COBS 4) apply to a promotion of an unregulated collective investment scheme (UCIS).