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SEC Chairman Mary Schapiro Outlines Proposals for Custody Controls for Investment Advisers
Practical Law Legal Update 3-386-1071 (Approx. 2 pages)
SEC Chairman Mary Schapiro Outlines Proposals for Custody Controls for Investment Advisers
by PLC Corporate & Securities
| Published on 14 May 2009 • USA (National/Federal) |
An update on a speech by SEC Chairman Mary Schapiro, in which she outlined a proposal for rules to strengthen the custody controls that apply to investment advisers.