FINRA Proposes to Expand TRACE to Include Asset-Backed and Mortgage-Backed Securities | Practical Law

FINRA Proposes to Expand TRACE to Include Asset-Backed and Mortgage-Backed Securities | Practical Law

An update on FINRA's proposed rule change to expand Trade Reporting and Compliance Engine (TRACE) reporting requirements to transactions in asset-backed, mortgage-backed and other similar securities.

FINRA Proposes to Expand TRACE to Include Asset-Backed and Mortgage-Backed Securities

by PLC Corporate & Securities and PLC Finance
Published on 02 Oct 2009 • USA (National/Federal)
An update on FINRA's proposed rule change to expand Trade Reporting and Compliance Engine (TRACE) reporting requirements to transactions in asset-backed, mortgage-backed and other similar securities.