SEC Proposes Rules to Preserve Current Beneficial Ownership Reporting Requirements for Security-based Swaps | Practical Law

SEC Proposes Rules to Preserve Current Beneficial Ownership Reporting Requirements for Security-based Swaps | Practical Law

An update on the SEC's proposed readoption of portions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended (Exchange Act). The proposed readoption is intended to ensure that current beneficial ownership reporting requirements for security-based swaps will not be changed by Section 13(o) of the Exchange Act, which was added by the Dodd-Frank Act.

SEC Proposes Rules to Preserve Current Beneficial Ownership Reporting Requirements for Security-based Swaps

by PLC Corporate & Securities
Published on 18 Mar 2011 • USA (National/Federal)
An update on the SEC's proposed readoption of portions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended (Exchange Act). The proposed readoption is intended to ensure that current beneficial ownership reporting requirements for security-based swaps will not be changed by Section 13(o) of the Exchange Act, which was added by the Dodd-Frank Act.