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FINRA Rule 5110 Filing Fee Increase Effective July 2, 2012
Practical Law Legal Update 3-520-1619 (Approx. 2 pages)
FINRA Rule 5110 Filing Fee Increase Effective July 2, 2012
by PLC Corporate & Securities
| Published on 02 Jul 2012 • USA (National/Federal) |
On July 2, 2012, FINRA's filing fee increase for Rule 5110 filings became effective.
On July 2, 2012, FINRA's recently-announced filing fee increase for FINRA Rule 5110 (the corporate financing rule) filings became effective.
For more information on Rule 5110 filing fees, see Practice Note, FINRA and Securities Offerings: The Road to No Objections: Filings and Fees.