Dual regulation of firms by PRA and FCA | Practical Law

Dual regulation of firms by PRA and FCA | Practical Law

This note provides a guide to issues arising from the dual-regulation of certain firms by the PRA and the FCA. The note focuses in particular on issues for firms that are regulated by the PRA and the FCA (that is, PRA-authorised or dual-regulated firms).

Dual regulation of firms by PRA and FCA

Practical Law UK Practice Note 3-531-6130 (Approx. 9 pages)

Dual regulation of firms by PRA and FCA

by Practical Law Financial Services
Maintained • United Kingdom
This note provides a guide to issues arising from the dual-regulation of certain firms by the PRA and the FCA. The note focuses in particular on issues for firms that are regulated by the PRA and the FCA (that is, PRA-authorised or dual-regulated firms).