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Listing Principles
Practical Law UK Glossary 4-200-9247 (Approx. 4 pages)
Glossary
Listing Principles
Two, high-level enforceable principles in Listing Rule 7 that apply to every listed company requiring it to:
- Take reasonable steps to establish and maintain adequate procedures, systems and controls to enable the listed company to comply with its obligations.
- Deal with the Financial Conduct Authority (FCA) in an open and co-operative manner.
The Listing Principles are designed to assist companies with a premium listing or a standard listing in identifying their obligations and responsibilities under the Listing Rules (LR), the disclosure requirements, the transparency rules and the corporate governance rules. A company with a premium listing is also subject to the Premium Listing Principles.
For more information, see Practice note, Listing Principles.