Applying to FCA or PRA for authorisation under Part 4A FSMA | Practical Law

Applying to FCA or PRA for authorisation under Part 4A FSMA | Practical Law

Firms that wish to carry on a regulated activity in the UK must apply to the FCA or the PRA for authorisation under Part 4A of the Financial Services and Markets Act 2000 (FSMA). This note provides an overview of issues firms need to consider when applying for authorisation.

Applying to FCA or PRA for authorisation under Part 4A FSMA

Practical Law UK Practice Note 4-201-3386 (Approx. 24 pages)

Applying to FCA or PRA for authorisation under Part 4A FSMA

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Firms that wish to carry on a regulated activity in the UK must apply to the FCA or the PRA for authorisation under Part 4A of the Financial Services and Markets Act 2000 (FSMA). This note provides an overview of issues firms need to consider when applying for authorisation.