FINRA Grants Additional Relief to Broker-Dealers Buying Back Auction Rate Securities | Practical Law
https://content.next.westlaw.com/practical-law/document/Ibb0a636def0511e28578f7ccc38dcbee/FINRA-Grants-Additional-Relief-to-Broker-Dealers-Buying-Back-Auction-Rate-Securities?viewType=FullText&transitionType=Default&contextData=(sc.Default)
This is an update on the temporary relief from certain FINRA requirements that is being granted to broker-dealers that agree to buy back auction rate securities.
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FINRA Grants Additional Relief to Broker-Dealers Buying Back Auction Rate Securities
Practical Law Legal Update 4-384-0691
(Approx. 2 pages)
FINRA Grants Additional Relief to Broker-Dealers Buying Back Auction Rate Securities
by PLC Corporate & Securities
Related Content
Published on 05 Nov 2008
•
USA (National/Federal)
This is an update on the temporary relief from certain FINRA requirements that is being granted to broker-dealers that agree to buy back auction rate securities.