SEC Plans to Raise Performance Fee Thresholds for Investment Advisers and Amend Rule 205-3 | Practical Law

SEC Plans to Raise Performance Fee Thresholds for Investment Advisers and Amend Rule 205-3 | Practical Law

An update on the SEC's plan to raise certain dollar thresholds that would need to be met before investment advisers can charge their qualified clients performance fees under the Dodd-Frank Act and to amend Rule 205-3 of the Investment Advisers Act.

SEC Plans to Raise Performance Fee Thresholds for Investment Advisers and Amend Rule 205-3

by PLC Corporate & Securities
Published on 11 May 2011 • USA (National/Federal)
An update on the SEC's plan to raise certain dollar thresholds that would need to be met before investment advisers can charge their qualified clients performance fees under the Dodd-Frank Act and to amend Rule 205-3 of the Investment Advisers Act.