SEC Proposes Rules for Registration of Security-based Swap Dealers and Major Security-based Swap Participants under Dodd-Frank | Practical Law
https://content.next.westlaw.com/practical-law/document/Ibb0a8545ef0511e28578f7ccc38dcbee/SEC-Proposes-Rules-for-Registration-of-Security-based-Swap-Dealers-and-Major-Security-based-Swap-Participants-under-Dodd-Frank?viewType=FullText&transitionType=Default&contextData=(sc.Default)
On October 12, 2011, the SEC proposed rules under the Dodd-Frank Act requiring security-based swap dealers and major security-based swap participants to register with the SEC.
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SEC Proposes Rules for Registration of Security-based Swap Dealers and Major Security-based Swap Participants under Dodd-Frank
Practical Law Legal Update 4-509-1757
(Approx. 3 pages)
SEC Proposes Rules for Registration of Security-based Swap Dealers and Major Security-based Swap Participants under Dodd-Frank
by PLC Finance
Related Content
Published on 13 Oct 2011
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USA (National/Federal)
On October 12, 2011, the SEC proposed rules under the Dodd-Frank Act requiring security-based swap dealers and major security-based swap participants to register with the SEC.