General Solicitation (Rule 506(c)) Representations, Warranties, and Covenants for an Engagement Letter or Placement Agency Agreement | Practical Law

General Solicitation (Rule 506(c)) Representations, Warranties, and Covenants for an Engagement Letter or Placement Agency Agreement | Practical Law

Standard representations, warranties, and covenants to be included in an engagement letter between an issuer and a placement agent related to a private placement, or to be included in a placement agency agreement or other similar agreement relating to the offering of securities in reliance on the safe harbor provided by Rule 506(c) of Regulation D.

General Solicitation (Rule 506(c)) Representations, Warranties, and Covenants for an Engagement Letter or Placement Agency Agreement

by Practical Law Corporate & Securities
Maintained • USA (National/Federal)
Standard representations, warranties, and covenants to be included in an engagement letter between an issuer and a placement agent related to a private placement, or to be included in a placement agency agreement or other similar agreement relating to the offering of securities in reliance on the safe harbor provided by Rule 506(c) of Regulation D.