Securities and Exchange Commission (SEC) | Practical Law

Securities and Exchange Commission (SEC) | Practical Law

Securities and Exchange Commission (SEC)

Securities and Exchange Commission (SEC)

Practical Law UK Glossary 5-107-7227 (Approx. 3 pages)

Glossary

Securities and Exchange Commission (SEC).

An independent regulatory agency of the US government that administers various US federal statutes that regulate the US securities markets. It has broad powers to issue regulations, institute administrative proceedings and bring a suit in the federal courts to enforce securities provisions.
For further information, see the SEC website.