Financial promotion by an unauthorised person: the questions to ask: flowchart | Practical Law

Financial promotion by an unauthorised person: the questions to ask: flowchart | Practical Law

A flowchart setting out the questions to ask to determine whether a communication by an unauthorised person requires approval by an authorised person under the UK financial promotion regime.

Financial promotion by an unauthorised person: the questions to ask: flowchart

Practical Law UK Checklist 5-201-9953 (Approx. 4 pages)

Financial promotion by an unauthorised person: the questions to ask: flowchart

MaintainedUnited Kingdom
A flowchart setting out the questions to ask to determine whether a communication by an unauthorised person requires approval by an authorised person under the UK financial promotion regime.