Designated professional bodies | Practical Law

Designated professional bodies | Practical Law

Under the Financial Services and Markets Act 2000 (FSMA), the designated professional bodies (DPB) regime enables certain firms, in particular circumstances, to undertake a degree of investment work without needing FCA authorisation. This note provides an overview of the DPB regime.

Designated professional bodies

Practical Law UK Practice Note 5-202-2253 (Approx. 11 pages)

Designated professional bodies

MaintainedUnited Kingdom
Under the Financial Services and Markets Act 2000 (FSMA), the designated professional bodies (DPB) regime enables certain firms, in particular circumstances, to undertake a degree of investment work without needing FCA authorisation. This note provides an overview of the DPB regime.