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FINRA Seeks Comment on Proposed Rule Governing Information and Data Reporting and Filing Requirements
Practical Law Legal Update 5-384-3689 (Approx. 2 pages)
FINRA Seeks Comment on Proposed Rule Governing Information and Data Reporting and Filing Requirements
by PLC Corporate & Securities
| Published on 06 Jan 2009 • USA (National/Federal) |
An update on FINRA's proposed consolidated rule governing information and data reporting and filing requirements.