FINRA Clarifies Minimum Price Improvement Obligations | Practical Law

FINRA Clarifies Minimum Price Improvement Obligations | Practical Law

An update on a rule filing by FINRA to amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) to clarify the scope of members' minimum price improvement obligations.

FINRA Clarifies Minimum Price Improvement Obligations

Practical Law Legal Update 5-385-9736 (Approx. 2 pages)

FINRA Clarifies Minimum Price Improvement Obligations

by PLC Corporate & Securities
Published on 01 Jun 2009 • USA (National/Federal)
An update on a rule filing by FINRA to amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) to clarify the scope of members' minimum price improvement obligations.