FINRA Offers Same Day Clearance for Shelf Filings | Practical Law
https://content.next.westlaw.com/practical-law/document/Ibb0a8696ef0511e28578f7ccc38dcbee/FINRA-Offers-Same-Day-Clearance-for-Shelf-Filings?viewType=FullText&transitionType=Default&contextData=(sc.Default)
An update on optional FINRA procedures that will permit same day clearance of shelf filings.
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FINRA Offers Same Day Clearance for Shelf Filings
Practical Law Legal Update 5-501-6606
(Approx. 3 pages)
FINRA Offers Same Day Clearance for Shelf Filings
by PLC Corporate & Securities
Related Content
Published on 05 Mar 2010
•
USA (National/Federal)
An update on optional FINRA procedures that will permit same day clearance of shelf filings.