Investor Questionnaire | Practical Law

Investor Questionnaire | Practical Law

This Standard Document is a form of Investor Questionnaire (also known as an Accredited Investor Questionnaire) for use in an unregistered offering that relies on any exemption from registration or related safe harbor other than Rule 506(c) of Regulation D. This questionnaire can be used in a company's private placement under Section 4(a)(2) or Rule 506(b) of Regulation D, or another unregistered offering of securities to help collect and verify information relating to potential investors about which neither the company nor, if applicable, the placement agent has sufficient knowledge to determine on its own. In particular, this questionnaire can be used to determine whether a potential investor is an accredited investor as long as the company is not relying on the safe harbor in Rule 506(c) of Regulation D. This Standard Document has integrated notes with important explanations and drafting tips.

Investor Questionnaire

Practical Law Standard Document 5-518-0753 (Approx. 20 pages)

Investor Questionnaire

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
This Standard Document is a form of Investor Questionnaire (also known as an Accredited Investor Questionnaire) for use in an unregistered offering that relies on any exemption from registration or related safe harbor other than Rule 506(c) of Regulation D. This questionnaire can be used in a company's private placement under Section 4(a)(2) or Rule 506(b) of Regulation D, or another unregistered offering of securities to help collect and verify information relating to potential investors about which neither the company nor, if applicable, the placement agent has sufficient knowledge to determine on its own. In particular, this questionnaire can be used to determine whether a potential investor is an accredited investor as long as the company is not relying on the safe harbor in Rule 506(c) of Regulation D. This Standard Document has integrated notes with important explanations and drafting tips.