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Amendments to Notification Provisions in NYSE Listed Company Manual Approved
Practical Law Legal Update 5-523-5717 (Approx. 3 pages)
Amendments to Notification Provisions in NYSE Listed Company Manual Approved
by PLC Corporate & Securities
| Published on 15 Jan 2013 • USA (National/Federal) |
The SEC approved amendments to the NYSE Listed Company Manual creating a uniform method for companies to provide notice of certain events and making other changes.
On January 11, 2013, the SEC issued an order approving amendments to the NYSE Listed Company Manual that, among other things:
- Create a uniform method for listed companies to give the NYSE notice when required to do so under certain provisions of the Manual.
- Reduce the number of copies of a proxy statement a listed company must submit to the NYSE from six to three.
For a detailed discussion of the amendments, which are now effective, see Legal Update, NYSE Proposes Uniform Method for Companies to Provide Notice of Certain Events.
For more information on disclosure of non-public information to the NYSE, see Practice Note, Disclosing Nonpublic Information. For more information on proxy statements, see Practice Note, Proxy Statements.