Blue Sky Filing Cover Letter, Regulation D Rule 506 Offering

A form cover letter for state blue sky filings for unregistered offerings under Rule 506 of Regulation D under the Securities Act. This cover letter is for issuers making hard copy state-level NSMIA notice filings for a Rule 506 offering. This letter should be used together with our state-specific blue sky Q&A guides, which provide guidance for conforming this letter and the filing enclosures to specific state requirements. This Standard Document has integrated notes with important explanations and drafting tips.

This resource was prepared in consultation with F. Lee  Liebolt, Jr.  Mr. Liebolt practices corporate and securities law in New York.

Practical Law Corporate & Securities


The full text of this resource is available by logging in or by requesting a trial. If you have any questions, please contact us or your Practical Law Account Executive.

Free trial

A free trial will give you:

Unlimited access to our online legal know-how services during the trial period
Full training and support
Four issues of Practical Law The Journal, the companion to Practical Law online
Weekly update e-mails on current legal developments in your practice area

Log in using Practical Law username

Only use this login if you have not set up OnePass for Practical Law

{ "siteName" : "PLC", "objType" : "PLC_Doc_C", "objID" : "1247808929779", "objName" : "ACT_OWNED - READ_ONLY - 5-526-6228", "userID" : "2", "objUrl" : "", "pageType" : "Resource", "academicUserID" : "", "contentAccessed" : "false", "analyticsPermCookie" : "223c8752:15b1c8f8233:71a1", "analyticsSessionCookie" : "223c8752:15b1c8f8233:71a2", "statisticSensorPath" : "" }