Blue Sky Filing Cover Letter, Regulation D Rule 506 Offering | Practical Law

Blue Sky Filing Cover Letter, Regulation D Rule 506 Offering | Practical Law

A form cover letter for state blue sky filings for unregistered offerings under Rule 506 of Regulation D under the Securities Act. This cover letter is for issuers making hard copy state-level NSMIA notice filings for a Rule 506 offering. This letter should be used together with our state-specific blue sky Q&A guides, which provide guidance for conforming this letter and the filing enclosures to specific state requirements. This Standard Document has integrated notes with important explanations and drafting tips.

Blue Sky Filing Cover Letter, Regulation D Rule 506 Offering

Practical Law Standard Document 5-526-6228 (Approx. 14 pages)

Blue Sky Filing Cover Letter, Regulation D Rule 506 Offering

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A form cover letter for state blue sky filings for unregistered offerings under Rule 506 of Regulation D under the Securities Act. This cover letter is for issuers making hard copy state-level NSMIA notice filings for a Rule 506 offering. This letter should be used together with our state-specific blue sky Q&A guides, which provide guidance for conforming this letter and the filing enclosures to specific state requirements. This Standard Document has integrated notes with important explanations and drafting tips.
This resource was prepared in consultation with F. Lee Liebolt, Jr. Mr. Liebolt practices corporate and securities law in New York.