Liability Provisions: Securities Offerings | Practical Law

Liability Provisions: Securities Offerings | Practical Law

A review of the principal federal securities law provisions that potentially impose liability on an issuer and the offering participants in connection with an issuer's offering of securities, and the main due diligence defenses to that liability. The principal liability provisions reviewed are Section 11 and Section 12 of the Securities Act and Section 10(b) and Rule 10b-5 of the Exchange Act.

Liability Provisions: Securities Offerings

Practical Law Practice Note 6-381-1466 (Approx. 37 pages)

Liability Provisions: Securities Offerings

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A review of the principal federal securities law provisions that potentially impose liability on an issuer and the offering participants in connection with an issuer's offering of securities, and the main due diligence defenses to that liability. The principal liability provisions reviewed are Section 11 and Section 12 of the Securities Act and Section 10(b) and Rule 10b-5 of the Exchange Act.