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FINRA Seeks Comment on Proposed Consolidated Rule Governing the Sale of Securities in a Fixed Price Offering
Practical Law Legal Update 6-388-0638 (Approx. 2 pages)
FINRA Seeks Comment on Proposed Consolidated Rule Governing the Sale of Securities in a Fixed Price Offering
by PLC Corporate & Securities
| Published on 05 Aug 2009 • USA (National/Federal) |
An update on FINRA's publication of a notice seeking comment from the public on its proposed consolidated Rule 5141 governing the sale of securities in a fixed price offering.