FSA reform of client assets regime (2008-11): thematic work and rules changes | Practical Law

FSA reform of client assets regime (2008-11): thematic work and rules changes | Practical Law

This note outlines the work of the FSA, from 2008-2011, to strengthen its client assets requirements in response to the issues highlighted by the financial crisis and the collapse of Lehman Brothers International (Europe) (LBIE).

FSA reform of client assets regime (2008-11): thematic work and rules changes

Practical Law UK Practice Note 6-501-9553 (Approx. 33 pages)

FSA reform of client assets regime (2008-11): thematic work and rules changes

by PLC Financial Services
Law stated as at 20 Jan 2012
This note outlines the work of the FSA, from 2008-2011, to strengthen its client assets requirements in response to the issues highlighted by the financial crisis and the collapse of Lehman Brothers International (Europe) (LBIE).
The key primary source material table in this document contains links to key primary source material and related PLC Financial Services legal updates. It is not intended to be an exhaustive list of all relevant materials.